What Is an NASD License? | Sapling
sapling.com
What Is an NASD License? | Sapling
The National Association of Securities Dealers, commonly called NASD, has been merged into the Financial Industry Regulatory Authority -- FINRA. However, the different license types from the former NASD still exist and are designated with the same names. FINRA is responsible for regulating the securities industry.
Oct 11, 2016
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