U.K. moves to ban former hedge-fund star Crispin Odey
The Financial Conduct Authority is looking to fine and ban Crispin Odey, alleging he “repeatedly” tried to frustrate ...
Odey Fined and Banned for ‘Reckless Disregard’ for Governance
Crispin Odey was fined £1.8 million ($2.3 million) and banned by the UK’s financial regulator for showing a “reckless ...
JD Supra17h
FCA D&I Standards for Large Firms Abandoned (for now), Non-financial Misconduct Rules Delayed (but Still Important)
In a previous alert, we discussed the proposals put forward by the UK Financial Conduct Authority (FCA) for all FCA-authorised firms to ...
Compliance Week21h
‘Abject failure’: U.K. lawmaker sounds off on FCA’s failed enforcement reforms
U.K. lawmakers slammed the country's chief financial regulator's hopes of "naming and shaming" firms as part of its efforts ...
UK's FCA fines and bans Crispin Odey for lack of integrity
Britain's Financial Conduct Authority said on Monday it has fined Crispin Odey, founder of the now defunct hedge fund Odey ...
JD Supra18h
FCA invites applications for a bond consolidated tape provider
The UK Financial Conduct Authority (FCA) has published a tender notice and related tender documents for the appointment of a bond consolidated ...
Insider Media22h
Financial regulator considers change to £100 contactless card limit
The Financial Conduct Authority (FCA) is considering removing or increasing the £100 contactless card limit and uncovering whether it would benefit consumers, businesses and ...
UK finance minister Reeves to unveil action plan to cut over-regulation
British finance minister Rachel Reeves will meet financial, environmental and health regulators on Monday to unveil an ...
Pensions & Investments23h
Odey banned from U.K. finance industry for ‘lack of integrity’
Crispin Odey was fined £1.8 million ($2.3 million) and banned by the U.K.’s financial regulator for showing a “reckless ...