Morgan Stanley formed a venture with Citigroup's Smith Barney in 2009 and purchased the business outright in 2013. The SEC said that until at least December 2022, MSSB did not have a policy or ...

Morgan Stanley said it would look to buy an additional 14% of Smith Barney from Citigroup, tightening its grip on the retail brokerage that is the bank's biggest revenue generator. Advisory Alert ...

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...